FCA Bundles

Compliant Operations Library (FCACOMPLOPERBUNDLFCC)


Description
This bundle provides essential training on key regulatory requirements for financial services firms. Covering Best Execution, Client Assets (CASS), Market Abuse, and the ICARA process, this bundle ensures professionals understand critical compliance obligations. Participants will gain insights into executing trades effectively, safeguarding client assets, preventing market abuse, and meeting prudential requirements under the ICARA framework. Ideal for professionals seeking a solid foundation in UK and EU financial regulations.
Content
  • Compliant Operations Library
Completion rules
  • All units must be completed